{"uid":"cap_sCogcvtRVEtB2bmFC3ePY","slug":"scriptmasterlabs-finra-broker-lookup-api-dddba867","name":"ScriptMasterLabs FINRA Broker Lookup API","description":"Pay-per-call crypto, RWA, federal, SEC, Section 8/HUD housing, and compliance APIs via x402. Primary: USDC on Base (eip155:8453). Also accepts Global Dollar (USDG) on Robinhood Chain (eip155:4663) via sovereign X-PAYMENT-TX. Hyphen routes only (e.g. /x402/gas-tracker, /x402/pha-lookup, /x402/sec-8k). MARKETPLACE REVIEW: use free /x402/playground/* (no key, no payment). Production /x402/* returns 402 unless paid via x402 or X-Api-Market-Key / X-API-Key from seller dashboard.","url":"https://mcp-x402-discovery.onrender.com/x402/finra-broker","method":"GET","headers":{},"bodySchema":{"type":"object","$schema":"https://json-schema.org/draft/2020-12/schema","required":["input"],"properties":{"input":{"type":"object","required":["type","method"],"properties":{"type":{"type":"string","const":"http"},"method":{"type":"string"},"queryParams":{"type":"object","required":["name"],"properties":{"name":{"type":"string","description":"Broker, advisor, or firm name (required)."},"type":{"enum":["individual","firm"],"type":"string","default":"individual","description":"Search individual brokers or firms."}}}}},"output":{"properties":{"example":{}}}}},"responseSchema":{"example":{}},"example":null,"exampleRequest":null,"tags":["x402"],"displayCostAmount":"0.001","displayCostAsset":"USDC","priceDynamic":false,"priceHint":null,"priceStatus":"priced","priceSource":"probe","requiresHandshake":false,"reviewCount":0,"rating":{"score":"0.00","successRate":"0.00","reviews":0,"stars":null,"state":"unrated"},"availabilityStatus":"unknown","priceObserved":null,"sessionDeposit":null,"pricing":{"kind":"static","summary":"$0.001/call","primary":{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.001","per":"call","confidence":"exact"},"accepted":[{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.001","per":"call","confidence":"exact"}]},"paymentMethods":[{"uid":"pm_g8FtZCle7hbHJ5izNow7a","protocol":"x402","methodType":"crypto","chain":"base","mode":"charge","costAmount":"0.001","costPer":"request","priority":0,"asset":"0x833589fCD6eDb6E08f4c7C32D4f71b54bdA02913","unit":"request","depositMicros":null,"planRef":null}],"brandName":null,"brandSlug":null,"brandBaseUrl":null,"brandDocsUrl":null,"whatItDoes":"Looks up FINRA BrokerCheck data for individual brokers or brokerage firms by name, returning compliance and registration information.","exampleAgentPrompt":"Can you look up the FINRA BrokerCheck records for an individual broker named John Smith and tell me if they're currently registered?","exampleUseCases":[{"title":"Verify broker before investing","prompt":"Before I move my retirement savings, can you check FINRA BrokerCheck for an individual broker named Michael Torres to see if he's registered and has any compliance issues?"},{"title":"Research a brokerage firm","prompt":"Look up the FINRA records for the firm Merrill Lynch as a firm — I want to see their registration status and any regulatory history before opening an account."},{"title":"Due diligence on a financial advisor","prompt":"My uncle is recommending a financial advisor named Sarah Kim — can you search FINRA as an individual to see if she's actually licensed and has any red flags?"}],"resultDescription":"Returns FINRA BrokerCheck data for the searched broker or firm, potentially including registration status, licenses held, employment history, and any regulatory actions, disclosures, or complaints on record.","failureModes":["Broker or firm name not found in FINRA database — returns empty or no-match result","Payment not provided — returns HTTP 402 requiring x402 USDC payment on Base or X-API-Key","Ambiguous name matches multiple records — may return multiple results requiring further filtering","FINRA data source unavailable or rate-limited — upstream timeout or error","Missing required 'name' query parameter — returns validation error"],"whenToPreferThis":"Use this endpoint when you need programmatic, pay-per-call access to FINRA BrokerCheck data for individual brokers or brokerage firms without a FINRA API key. Prefer this over manual BrokerCheck web searches when building automated compliance checks, due diligence workflows, or investment advisor verification pipelines. Especially useful in agentic workflows that need to verify financial professional credentials on demand.","instructions":null,"reviewSummary":null,"reviewSummaryHighlights":null,"reviewSummaryConcerns":null,"reviewSummaryGeneratedAt":null,"activationCount":0,"lastUsedAt":null,"lastSuccessfullyRanAt":null,"lastHealthCheckAt":"2026-09-14T06:49:38.640Z","isFirstParty":false}