{"uid":"cap_ciK0kF7c58_4xp8cRIFOy","slug":"adviser-verify-8f623960","name":"adviser-verify","description":"Composite due-diligence verdict for a US financial professional or firm, fusing FINRA BrokerCheck and SEC IAPD by CRD number into one cited JSON: registration status and scope, exams, employment history, disciplinary disclosures, a deterministic risk score from 0 to 100 and a verdict. Accepts a crd, or a name, or a firm.","url":"https://payai.agentstools.dev/adviser/verify?utm_source=zero.xyz","method":"GET","headers":{},"bodySchema":{"type":"object","$schema":"https://json-schema.org/draft/2020-12/schema","required":["input"],"properties":{"input":{"type":"object","required":["type","method"],"properties":{"type":{"type":"string","const":"http"},"method":{"enum":["GET","HEAD","DELETE"],"type":"string"},"queryParams":{"type":"object","properties":{"crd":{"type":"string","description":"CRD number of the professional or firm (authoritative)"},"firm":{"type":"string","description":"Firm name to resolve to a CRD"},"name":{"type":"string","description":"Full name of an individual to resolve to a CRD"},"type":{"enum":["individual","firm"],"type":"string","description":"Disambiguate whether the subject is a person or a firm"},"state":{"type":"string","description":"Two-letter US state code to narrow a name search"}}}},"additionalProperties":false},"output":{"type":"object","required":["type"],"properties":{"type":{"type":"string"},"example":{"type":"object"}}}}},"responseSchema":null,"example":null,"exampleRequest":null,"tags":["x402"],"displayCostAmount":"0.03","displayCostAsset":"USDC","priceDynamic":false,"priceHint":null,"priceStatus":"priced","priceSource":"probe","requiresHandshake":false,"reviewCount":0,"rating":{"score":"0.00","successRate":"0.00","reviews":0,"stars":null,"state":"unrated"},"availabilityStatus":"unknown","priceObserved":null,"sessionDeposit":null,"pricing":{"kind":"static","summary":"$0.03/call","primary":{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.03","per":"call","confidence":"exact"},"accepted":[{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.03","per":"call","confidence":"exact"}]},"paymentMethods":[{"uid":"pm_GQvMCzpxgoat1yfUebzf8","protocol":"x402","methodType":"crypto","chain":"base","mode":"charge","costAmount":"0.03","costPer":"request","priority":0,"asset":"0x833589fCD6eDb6E08f4c7C32D4f71b54bdA02913","unit":"request","depositMicros":null,"planRef":null}],"brandName":null,"brandSlug":null,"brandBaseUrl":null,"brandDocsUrl":null,"whatItDoes":"Returns a composite due-diligence verdict for a US financial adviser or firm by fusing FINRA BrokerCheck and SEC IAPD data into a single JSON with risk score and verdict","exampleAgentPrompt":"Can you run a due-diligence check on financial adviser John Smith, CRD number 1234567 — I need his registration status, any disciplinary disclosures, and a risk score before I consider working with him.","exampleUseCases":[{"title":"Pre-hiring broker background check","prompt":"Before we onboard this broker, can you pull a full compliance check on CRD number 2876543 and tell me if there are any disciplinary actions, what exams they've passed, and what risk score they get?"},{"title":"Investor due diligence on a firm","prompt":"I'm thinking of investing with Apex Wealth Advisors — can you verify they're properly registered with FINRA or the SEC, check for any regulatory violations, and give me an overall risk verdict?"},{"title":"Automated compliance screening pipeline","prompt":"We have a list of individual advisers we need to vet — start with Jane Doe in California, type individual, and give me her registration scope, employment history, disclosures, and risk score from FINRA BrokerCheck and SEC IAPD."}],"resultDescription":"A JSON object containing the adviser's or firm's registration status and scope, passed licensing exams, full employment history, disciplinary disclosures sourced from FINRA BrokerCheck and SEC IAPD, a deterministic risk score from 0 to 100, and a final compliance verdict, with citations to underlying regulatory sources.","failureModes":["CRD number not found in FINRA or SEC databases — returns not-found or empty result","Ambiguous name match when multiple professionals share the same name — returns multiple candidates or requires state/type disambiguation","Firm name does not resolve to a unique CRD — may require more specific input","Regulatory databases temporarily unavailable — upstream fetch error","Missing required input (no crd, name, or firm provided) — validation error"],"whenToPreferThis":"Use this endpoint when you need a single authoritative compliance verdict for a US financial adviser or firm that combines both FINRA BrokerCheck and SEC IAPD sources with a deterministic risk score, rather than querying each regulator separately. Prefer this over manual database lookups when you want a structured, comparable JSON output suitable for automated screening pipelines or agent-driven due diligence workflows.","instructions":null,"reviewSummary":null,"reviewSummaryHighlights":null,"reviewSummaryConcerns":null,"reviewSummaryGeneratedAt":null,"activationCount":0,"lastUsedAt":null,"lastSuccessfullyRanAt":null,"lastHealthCheckAt":"2026-10-12T12:50:26.098Z","isFirstParty":false,"canonicalSlug":"adviser-verify-8f623960"}