{"uid":"cap_9KPsi8Boaib-J3IrPHBF4","slug":"x402stock-sec-form-3-insider-holdings-api-cfde8b8d","name":"x402stock SEC Form 3 Insider Holdings API","description":"Pay-per-call market and economic data API for AI agents: US stocks, ETFs and options, forex, crypto and on-chain perps, energy commodities, US and global macro (Fed, CPI, jobs, GDP, Treasury, World Bank), SEC filings, congressional trades, and market sentiment. No API keys, no accounts. Pay per request in USDC via x402 on Base.","url":"https://x402stock.xyz/api/v1/form-3/%7Bticker%7D","method":"GET","headers":{},"bodySchema":{"type":"object","$schema":"https://json-schema.org/draft/2020-12/schema","required":["input"],"properties":{"input":{"type":"object","required":["type","method"],"properties":{"type":{"type":"string","const":"http"},"method":{"enum":["GET","HEAD","DELETE"],"type":"string"},"queryParams":{"type":"object","$schema":"https://json-schema.org/draft/2020-12/schema","required":["limit"],"properties":{"limit":{"type":"integer","default":5,"maximum":25,"exclusiveMinimum":0}},"additionalProperties":false}},"additionalProperties":false},"output":{"type":"object","required":["type"],"properties":{"type":{"type":"string"},"example":{"type":"object","$schema":"https://json-schema.org/draft/2020-12/schema","required":["ticker","data","source","as_of"],"properties":{"data":{"type":"object","required":["filings_parsed","holding_count","holdings"],"properties":{"holdings":{"type":"array","items":{"type":"object","required":["owner_name","is_director","is_officer","officer_title","is_ten_percent_owner","filing_date","accession","url","security","shares","direct_or_indirect","nature_of_ownership","is_derivative","exercise_price","exercise_date","expiration_date","underlying_security","underlying_shares"],"properties":{"url":{"type":"string"},"shares":{"anyOf":[{"type":"number"},{"type":"null"}]},"security":{"anyOf":[{"type":"string"},{"type":"null"}]},"accession":{"type":"string"},"is_officer":{"type":"boolean"},"owner_name":{"anyOf":[{"type":"string"},{"type":"null"}]},"filing_date":{"type":"string"},"is_director":{"type":"boolean"},"exercise_date":{"anyOf":[{"type":"string"},{"type":"null"}]},"is_derivative":{"type":"boolean"},"officer_title":{"anyOf":[{"type":"string"},{"type":"null"}]},"exercise_price":{"anyOf":[{"type":"number"},{"type":"null"}]},"expiration_date":{"anyOf":[{"type":"string"},{"type":"null"}]},"underlying_shares":{"anyOf":[{"type":"number"},{"type":"null"}]},"direct_or_indirect":{"anyOf":[{"enum":["D","I"],"type":"string"},{"type":"null"}]},"nature_of_ownership":{"anyOf":[{"type":"string"},{"type":"null"}]},"underlying_security":{"anyOf":[{"type":"string"},{"type":"null"}]},"is_ten_percent_owner":{"type":"boolean"}},"additionalProperties":false}},"holding_count":{"type":"number"},"filings_parsed":{"type":"number"}},"additionalProperties":false},"as_of":{"anyOf":[{"type":"string"},{"type":"null"}]},"source":{"type":"string","const":"sec_edgar"},"ticker":{"type":"string"}},"additionalProperties":false}}}}},"responseSchema":{"type":"json","example":{"data":{"holdings":[{"url":"https://www.sec.gov/Archives/edgar/data/320193/000114036126021000/form3.xml","shares":1200,"security":"Common Stock","accession":"0001140361-26-021000","is_officer":false,"owner_name":"DOE JANE","filing_date":"2026-05-20","is_director":true,"exercise_date":null,"is_derivative":false,"officer_title":null,"exercise_price":null,"expiration_date":null,"underlying_shares":null,"direct_or_indirect":"D","nature_of_ownership":null,"underlying_security":null,"is_ten_percent_owner":false}],"holding_count":1,"filings_parsed":1},"as_of":"2026-05-20T00:00:00.000Z","source":"sec_edgar","ticker":"AAPL"}},"example":null,"exampleRequest":null,"tags":["x402"],"displayCostAmount":"0.02","displayCostAsset":"USDC","priceDynamic":false,"priceHint":null,"priceStatus":"priced","priceSource":"settled","requiresHandshake":false,"reviewCount":0,"rating":{"score":"0.00","successRate":"0.00","reviews":0,"stars":null,"state":"unrated"},"availabilityStatus":"unknown","priceObserved":null,"sessionDeposit":null,"pricing":{"kind":"static","summary":"$0.02/call","primary":{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.02","per":"call","confidence":"exact"},"accepted":[{"kind":"static","protocol":"x402","network":"base","amountUsd":"0.02","per":"call","confidence":"exact"}]},"paymentMethods":[{"uid":"pm_U2j1qyM0j3kiaztzdBtuq","protocol":"x402","methodType":"crypto","chain":"base","mode":"charge","costAmount":"0.02","costPer":"request","priority":0,"asset":"0x833589fCD6eDb6E08f4c7C32D4f71b54bdA02913","unit":"request","depositMicros":null,"planRef":null}],"brandName":null,"brandSlug":null,"brandBaseUrl":null,"brandDocsUrl":null,"whatItDoes":"Retrieves SEC Form 3 insider ownership filings for a given stock ticker, including director and officer holdings","exampleAgentPrompt":"Pull the most recent 10 SEC Form 3 insider ownership filings for AAPL — I want to see who reported initial beneficial ownership, how many shares they hold, and whether they're a director or officer.","exampleUseCases":[{"title":"New board member ownership check","prompt":"I'm researching corporate governance at Tesla — can you pull all the Form 3 filings so I can see which directors and officers reported initial ownership when they joined, how many shares they disclosed, and whether the holdings are direct or indirect?"},{"title":"Insider ownership profile for compliance","prompt":"We're doing a compliance review on Nvidia. Grab the SEC Form 3 initial beneficial ownership filings for NVDA insiders and give me a breakdown of each person's name, role, share count, and filing date so we can build out an ownership profile."},{"title":"Compare new insider stakes at Meta","prompt":"I want to understand who the initial insider stakeholders are at Meta — pull the Form 3 filings from SEC EDGAR for META and show me what shares each new director or officer reported owning when they first disclosed their position."}],"resultDescription":"Returns a JSON object containing the ticker, data source (SEC EDGAR), as-of timestamp, total filing count, and an array of individual Form 3 holdings. Each holding includes the owner's name, role (director/officer/10% owner), filing date, accession number, SEC filing URL, security type, number of shares, direct or indirect ownership flag, and for derivative securities: exercise price, exercise date, expiration date, underlying security name, and underlying share count.","failureModes":["Invalid or unknown ticker symbol returns empty data or 404","limit parameter out of range (must be 1–25) returns validation error","SEC EDGAR data delay may cause recently filed Form 3s to not appear immediately","Payment failure via x402/USDC results in 402 response and no data returned","Ticker with no Form 3 filings returns empty holdings array"],"whenToPreferThis":"Use this endpoint when you need SEC Form 3 initial statements of beneficial ownership for corporate insiders (directors, officers, 10% owners) of a specific US public company. Prefer this over general insider trading endpoints when you specifically need initial ownership disclosures rather than ongoing transaction reports (Form 4) or annual ownership summaries (Form 5). Ideal for corporate governance research, compliance checks, or building insider ownership profiles without needing an API key or subscription.","instructions":null,"reviewSummary":null,"reviewSummaryHighlights":null,"reviewSummaryConcerns":null,"reviewSummaryGeneratedAt":null,"activationCount":0,"lastUsedAt":null,"lastSuccessfullyRanAt":null,"lastHealthCheckAt":"2026-09-08T12:54:31.769Z","isFirstParty":false}